Brokers think lenders should lead the way explaining regulation
Two-thirds of respondents to Shawbrook Bank’s Q3 Broker Barometer believe lenders should be leading the way when it comes to explaining regulation.Elizabeth Henry
View ArticleFCA announces internal restructuring
The Financial Conduct Authority has today announced a wide-ranging internal restructuring following a strategic review.Elizabeth Henry
View ArticleFCA execs to lose bonuses over Davis Review
Four FCA executives have lost their bonuses following the publication of a report into failings the organisation made around the announcement of financially sensitive information.Elizabeth Henry
View ArticleSenior Managers Regime draws a line between non-executive directors
Non-executive directors (NEDs) with specific responsibilities will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) has...
View ArticleMFG Conference: Highlights of Linda Woodall’s speech
Linda Woodall, director mortgages and consumer lending sub-division of the Financial Conduct Authority (FCA), was our first speaker at the MFG conference today.Vanya Damyanova
View ArticleFCA and PRA finalise accountability rules for bankers, look at including traders
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have today released the final rules for preventing misconduct of senior management in the banking sector. Vanya Damyanova
View ArticleFCA publishes new referral criteria for enforcement investigations
The Financial Conduct Authority has updated the criteria it uses when deciding whether to refer a firm or individual to its enforcement division for a formal investigation. Joanne Atkin
View ArticleFCA changes rules on complaints and call charges
New rules have been published by the Financial Conduct Authority to improve complaint handling and put an end to firms charging customers premium rates when they make telephone calls to ask for...
View ArticleFCA censures the Co-operative Bank
The Financial Conduct Authority (FCA) has issued a public censure against the Co-operative Bank for breaching its listing rules and failing to be open with the regulator but it did escape being fined....
View ArticleFCA’s Project Innovate celebrates first anniversary with ‘regulatory sandbox’
The Financial Conduct Authority is setting up a ‘regulatory sandbox’ for businesses to test out new, innovative financial products, services or business models. Joanne Atkin
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